Canadian Securities Administrators

Results: 443



#Item
61Finance / Canadian Securities Administrators / Canadian securities regulation / British Columbia Securities Commission / Mutual fund / Capital market / Autorité des marchés financiers / Securities Commission / Independent Review Committee / Financial economics / Investment / Canadian law

Microsoft Word - Modernization Project news release_FINAL.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-06-19 10:57:58
62Securities Commission of New Zealand / Canada / Canadian Securities Administrators / Financial economics / Government / Bill 198 / Canadian law / Canadian securities regulation / Ontario Securities Commission

Microsoft Word - com03july2014-CSA58-101-gender diversity_final.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-07-03 11:02:57
63Financial economics / Investor education / Securities Commission / Economics / Investment / Canada / SEC filings / Financial services / Institutional investors / Canadian law / Canadian securities regulation / Canadian Securities Administrators

Microsoft Word - 141007_CSA_2014_Investor_Education_Month_ENG.doc

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-10-15 07:34:45
64Canadian law / Finance / Canadian securities regulation / Canadian Securities Administrators / Institutional investors / Securities research / Securities Commission of New Zealand / Securities Commission / Mutual fund / Financial economics / Investment / Financial services

Microsoft Word - CSA_Mutual_Fund_Fees_FINAL.docx

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-09-19 10:58:27
65Business / Nova Scotia / Non-reporting issuer / Crowd funding / Canadian securities regulation / City of Halifax / Canadian Securities Administrators / Finance / Investment / Money

5251 Duke St., Ste. 400 Duke Tower PO Box 458 Halifax, NS B3J 2P8

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-07 16:36:04
66Investment / Stock market / Securities / Canadian Securities Administrators / Non-reporting issuer / Canadian securities regulation / Prospectus / Offering circular / Ontario Securities Commission / Financial economics / Finance / Business

Microsoft Word - PAPERDOCS-#[removed]v1-NR14-XX_CSA_-_Rights_Offerings_Exemption_(final)_Nov_27

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-11-27 10:57:47
67Financial regulation / Investment Industry Regulatory Organization of Canada / Securities / Canadian securities regulation / Financial economics / Finance / Enterprise risk management / Regulatory risk differentiation / Audit committee / Auditing / Business / Information technology audit

MSC STAFF NOTICE[removed]CANADIAN SECURITIES REGULATORS RELEASE IIROC OVERSIGHT REVIEW REPORT The Canadian Securities Administrators (CSA) including The Manitoba Securities Commission,

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-12-04 11:09:55
68Financial regulation / Government / Securities Commission / Capital market / Financial system / Autorité des marchés financiers / International Organization of Securities Commissions / Exempt market dealer / Canadian Securities Administrators / Canadian securities regulation / Canada

Microsoft Word - CSA_Clearing_Agency_FINAL3

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-11-27 12:32:53
69Financial markets / Canadian law / Canadian securities regulation / Canadian Securities Administrators / Stock market / Mutual fund / Securities Commission / Capital market / Exchange-traded fund / Financial economics / Investment / Finance

August 2012 EX-012 Local Exposition Tax Return - For periods beginning on or after[removed]

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Source URL: www.dor.state.wi.us

Language: English - Date: 2012-08-01 12:53:17
70Financial markets / Canadian law / Canadian securities regulation / Canadian Securities Administrators / Stock market / Mutual fund / Securities Commission / Capital market / Exchange-traded fund / Financial economics / Investment / Finance

Microsoft Word - News Release Dec 2

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-12-11 10:52:12
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